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RM INVESTMENT STRATEGIES, LLC

GRAND RAPIDS, MI · CRD 322828 · IAPD ↗ · riskmis.com · (877) 803-6087

$21.9MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2024 — RM INVESTMENT STRATEGIES, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — RM INVESTMENT STRATEGIES, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — RM INVESTMENT STRATEGIES, LLC now reports custody of client assets ($2.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
February 2024 — RM INVESTMENT STRATEGIES, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.