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SMITH ANGLIN FINANCIAL, LLC

DALLAS, TX · CRD 144386 · IAPD ↗ · (972) 267-1244

$2.01BRegulatory AUM
16Advisory reps
16Employees
12Clients
0Planning clients
0Private funds
38States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — SMITH ANGLIN FINANCIAL, LLC (DALLAS, TX) left the SEC roster (was $2.01B RAUM, 16 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — SMITH ANGLIN FINANCIAL, LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — SMITH ANGLIN FINANCIAL, LLC reported RAUM up 28% ($1.57B -> $2.01B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
October 2024 — SMITH ANGLIN FINANCIAL, LLC notice-filed in AK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — SMITH ANGLIN FINANCIAL, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — SMITH ANGLIN FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — SMITH ANGLIN FINANCIAL, LLC reported RAUM up 26% ($1.25B -> $1.57B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.