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BAKER BROTHERS INVESTMENTS

NEW YORK, NY · CRD 158149 · IAPD ↗ · 212-339-5600

$28.15BRegulatory AUM
17Advisory reps
60Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

56
April 2026 — BAKER BROTHERS INVESTMENTS reported RAUM up 56% ($18.02B -> $28.15B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
59
April 2024 — BAKER BROTHERS INVESTMENTS grew from 14 to 18 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.