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CANAL CAPITAL MANAGEMENT, LLC

RICHMOND, VA · CRD 164971 · IAPD ↗ · canalcapitalmanagement.com · 804-325-1450

$1.28BRegulatory AUM
6Advisory reps
6Employees
0Clients
101-250Planning clients
7Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
March 2026 — CANAL CAPITAL MANAGEMENT, LLC shrank from 10 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
February 2026 — CANAL CAPITAL MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — CANAL CAPITAL MANAGEMENT, LLC grew from 5 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — CANAL CAPITAL MANAGEMENT, LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
49
February 2025 — CANAL CAPITAL MANAGEMENT, LLC notice-filed in GA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — CANAL CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($916.9M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.