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SMITH MOORE & CO.

CLAYTON, MO · CRD 3441 · IAPD ↗ · 314-727-5225

$2.37BRegulatory AUM
50Advisory reps
65Employees
1Clients
51-100Planning clients
0Private funds
36States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2024 — SMITH MOORE & CO. notice-filed in AZ, CO, MA, MD, MI, MN, NM, NV, PA, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
April 2024 — SMITH MOORE & CO. grew from 40 to 50 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.