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ASPETUCK FINANCIAL MANAGEMENT LLC

WESTPORT, CT · CRD 134500 · IAPD ↗ · 203-226-5733

$178.3MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2024 — ASPETUCK FINANCIAL MANAGEMENT LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — ASPETUCK FINANCIAL MANAGEMENT LLC reported RAUM up 25% ($101.1M -> $126.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.