← Tributary

WAVELAND FAMILY OFFICE, LLC

DEERFIELD, IL · CRD 325248 · IAPD ↗ · (847) 874-8210

$359.0MRegulatory AUM
1Advisory reps
7Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — WAVELAND FAMILY OFFICE, LLC (DEERFIELD, IL) left the SEC roster (was $359.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
48
June 2024 — WAVELAND FAMILY OFFICE, LLC moved its main office from NORTHBROOK, IL to DEERFIELD, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
April 2024 — WAVELAND FAMILY OFFICE, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — WAVELAND FAMILY OFFICE, LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.