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VIVALDI CAPITAL MANAGEMENT LP

CHICAGO, IL · CRD 160150 · IAPD ↗ · 312.248.8300

$5.64BRegulatory AUM
27Advisory reps
68Employees
0Clients
26-50Planning clients
1Private funds
46States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2026 — VIVALDI CAPITAL MANAGEMENT LP (CHICAGO, IL) left the SEC roster (was $5.64B RAUM, 27 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2026 — VIVALDI CAPITAL MANAGEMENT LP notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — VIVALDI CAPITAL MANAGEMENT LP notice-filed in AL, LA, NH, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
78
April 2025 — VIVALDI CAPITAL MANAGEMENT LP grew from 22 to 30 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — VIVALDI CAPITAL MANAGEMENT LP added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2024 — VIVALDI CAPITAL MANAGEMENT LP notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.