← Tributary

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

WORMLEYSBURG, PA · CRD 171891 · IAPD ↗ · northeasternstarassetmanagement.com · 717-732-2719

$236.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — NORTHEASTERN STAR ASSET MANAGEMENT, INC. (WORMLEYSBURG, PA) left the SEC roster (was $236.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2024 — NORTHEASTERN STAR ASSET MANAGEMENT, INC. now reports custody of client assets ($55.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.