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PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LEAWOOD, KS · CRD 288641 · IAPD ↗ · 913-295-9500

$931.8MRegulatory AUM
31Advisory reps
41Employees
0Clients
0Planning clients
1Private funds
26States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC notice-filed in AL, AR, IL, MI, NC, NY, OR, SC, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
78
May 2026 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
49
April 2025 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC notice-filed in MD, OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC reported RAUM up 56% ($501.2M -> $780.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2025 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
83
April 2025 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC grew from 10 to 33 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
September 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC notice-filed in CO, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
September 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($379.7M -> $501.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
April 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC notice-filed in IA, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC reported RAUM up 44% ($263.7M -> $379.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC now reports custody of client assets ($213.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — PREVAIL INNOVATIVE WEALTH ADVISORS, LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.