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GODFREY FINANCIAL ASSOCIATES, INC.

GLENMONT, NY · CRD 126189 · IAPD ↗ · 518-767-2574

$182.5MRegulatory AUM
3Advisory reps
3Employees
12Clients
11-25Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — GODFREY FINANCIAL ASSOCIATES, INC. notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2025 — GODFREY FINANCIAL ASSOCIATES, INC. notice-filed in NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — GODFREY FINANCIAL ASSOCIATES, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2024 — GODFREY FINANCIAL ASSOCIATES, INC. reported RAUM up 36% ($101.1M -> $137.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — GODFREY FINANCIAL ASSOCIATES, INC. now reports custody of client assets ($1.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.