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FOUNDATION WEALTH MANAGEMENT, LLC

MEDIA, PA · CRD 168270 · IAPD ↗ · (610) 548-7170

$411.9MRegulatory AUM
4Advisory reps
5Employees
1Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — FOUNDATION WEALTH MANAGEMENT, LLC notice-filed in NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — FOUNDATION WEALTH MANAGEMENT, LLC reported RAUM up 26% ($326.8M -> $411.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2025 — FOUNDATION WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — FOUNDATION WEALTH MANAGEMENT, LLC now reports custody of client assets ($127.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2025 — FOUNDATION WEALTH MANAGEMENT, LLC reported RAUM up 95% ($167.3M -> $326.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2024 — FOUNDATION WEALTH MANAGEMENT, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2024 — FOUNDATION WEALTH MANAGEMENT, LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FOUNDATION WEALTH MANAGEMENT, LLC reported RAUM up 34% ($124.8M -> $167.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.