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GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

JACKSONVILLE, FL · CRD 120084 · IAPD ↗ · gunncoim.com · 904-296-2025

$213.5MRegulatory AUM
2Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
4States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2025 — GUNN & COMPANY INVESTMENT MANAGEMENT, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — GUNN & COMPANY INVESTMENT MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 3 (12 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2024 — GUNN & COMPANY INVESTMENT MANAGEMENT, INC. reported RAUM up 27% ($132.4M -> $167.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.