← Tributary

LEVEL FOUR CAPITAL MANAGEMENT

DALLAS, TX · CRD 304792 · IAPD ↗ · 866-834-1040

$1.38BRegulatory AUM
8Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2024 — LEVEL FOUR CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($784.4M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.