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SHAMROCK CAPITAL ADVISORS, LLC

LOS ANGELES, CA · CRD 153100 · IAPD ↗ · 310-974-6600

$6.73BRegulatory AUM
45Advisory reps
60Employees
0Clients
n/aPlanning clients
25Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — SHAMROCK CAPITAL ADVISORS, LLC reported RAUM up 53% ($4.34B -> $6.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — SHAMROCK CAPITAL ADVISORS, LLC now reports custody of client assets ($6.62B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2025 — SHAMROCK CAPITAL ADVISORS, LLC grew from 39 to 45 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
April 2024 — SHAMROCK CAPITAL ADVISORS, LLC grew from 33 to 39 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.