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AFFINIUS CAPITAL

NEW YORK, NY · CRD 158190 · IAPD ↗ · affiniuscapital.com · 212-605-1000

$10.99BRegulatory AUM
279Advisory reps
301Employees
0Clients
n/aPlanning clients
63Private funds
5States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — AFFINIUS CAPITAL (NEW YORK, NY) left the SEC roster (was $10.99B RAUM, 279 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
32
June 2025 — AFFINIUS CAPITAL notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
June 2025 — AFFINIUS CAPITAL added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2025 — AFFINIUS CAPITAL added office(s): 5 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — AFFINIUS CAPITAL grew from 64 to 279 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
36
April 2024 — AFFINIUS CAPITAL notice-filed in CA, IL, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — AFFINIUS CAPITAL added office(s): 0 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — AFFINIUS CAPITAL grew from 44 to 64 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.