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SOLLINDA CAPITAL MANAGEMENT LLC

MIAMI, FL · CRD 321742 · IAPD ↗ · 8446621211

$1.02BRegulatory AUM
15Advisory reps
20Employees
0Clients
More than 500Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
July 2026 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in AZ, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2026 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — SOLLINDA CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($909.4M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
December 2025 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in CO, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — SOLLINDA CAPITAL MANAGEMENT LLC added office(s): 1 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2025 — SOLLINDA CAPITAL MANAGEMENT LLC grew from 9 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
79
April 2025 — SOLLINDA CAPITAL MANAGEMENT LLC reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
December 2024 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in AR, PR, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
September 2024 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in CA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2024 — SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in AL, MA, MD, MI, NE, NH, NJ, OH, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — SOLLINDA CAPITAL MANAGEMENT LLC now reports custody of client assets ($183.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — SOLLINDA CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($167.7M -> $916.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
76
April 2024 — SOLLINDA CAPITAL MANAGEMENT LLC grew from 1 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
April 2024 — SOLLINDA CAPITAL MANAGEMENT LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.