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GOLDBERG LINDSAY & CO. LLC

NEW YORK, NY · CRD 141029 · IAPD ↗ · lindsaygoldbergllc.com · 212-651-1100

$11.91BRegulatory AUM
28Advisory reps
55Employees
0Clients
0Planning clients
33Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2025 — GOLDBERG LINDSAY & CO. LLC shrank from 34 to 28 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
September 2024 — GOLDBERG LINDSAY & CO. LLC shrank from 41 to 34 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
54
April 2024 — GOLDBERG LINDSAY & CO. LLC reported RAUM up 49% ($6.41B -> $9.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — GOLDBERG LINDSAY & CO. LLC grew from 29 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.