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FIRST OAK WEALTH MANAGEMENT, LLC

RALEIGH, NC · CRD 288316 · IAPD ↗ · 919-421-1555

$316.2MRegulatory AUM
1Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
3States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — FIRST OAK WEALTH MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — FIRST OAK WEALTH MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — FIRST OAK WEALTH MANAGEMENT, LLC reported RAUM up 28% ($197.2M -> $252.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.