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PROCYON

SHELTON, CT · CRD 288239 · IAPD ↗ · (475) 232-2704

$9.20BRegulatory AUM
49Advisory reps
76Employees
0Clients
More than 500Planning clients
2Private funds
42States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — PROCYON notice-filed in IA, ID, NE, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — PROCYON's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — PROCYON added office(s): 10 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — PROCYON grew from 34 to 49 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2026 — PROCYON notice-filed in AL, IN, KS, MN, MO, MT, NM, NV, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
December 2025 — PROCYON notice-filed in OR, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — PROCYON notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — PROCYON added office(s): 5 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
December 2024 — PROCYON ADVISORS, LLC is now doing business as PROCYON.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
47
May 2024 — PROCYON ADVISORS, LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — PROCYON ADVISORS, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — PROCYON ADVISORS, LLC reported RAUM up 27% ($4.94B -> $6.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — PROCYON ADVISORS, LLC grew from 29 to 34 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.