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FISAI US MANAGEMENT LLC

LOS ANGELES, CA · CRD 328574 · IAPD ↗ · fisai.com · 310-916-9537

$220.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — FISAI US MANAGEMENT LLC (LOS ANGELES, CA) left the SEC roster (was $220.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
September 2024 — FISAI US MANAGEMENT LLC now reports 1 private fund(s) ($235.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
35
July 2024 — FISAI US MANAGEMENT LLC moved its main office from MALIBU, CA to LOS ANGELES, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
July 2024 — FISAI US MANAGEMENT LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
July 2024 — FISAI US MANAGEMENT LLC now reports custody of client assets ($227.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
July 2024 — FISAI US MANAGEMENT LLC reported RAUM up 119% ($104.0M -> $227.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — FISAI US MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.