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ROBERTSON STEPHENS

SAN FRANCISCO, CA · CRD 289977 · IAPD ↗ · 415-500-6810

$8.76BRegulatory AUM
67Advisory reps
118Employees
90Clients
More than 500Planning clients
0Private funds
31States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — ROBERTSON STEPHENS notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — ROBERTSON STEPHENS notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — ROBERTSON STEPHENS added office(s): 25 -> 27 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — ROBERTSON STEPHENS added office(s): 24 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — ROBERTSON STEPHENS reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — ROBERTSON STEPHENS reported RAUM up 45% ($4.93B -> $7.14B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
82
April 2025 — ROBERTSON STEPHENS grew from 51 to 63 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
September 2024 — ROBERTSON STEPHENS added office(s): 23 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — ROBERTSON STEPHENS added office(s): 18 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC is now doing business as ROBERTSON STEPHENS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
66
April 2024 — ROBERTSON STEPHENS reported RAUM up 34% ($3.69B -> $4.93B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
79
April 2024 — ROBERTSON STEPHENS grew from 42 to 51 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.