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LNW

SEATTLE, WA · CRD 107341 · IAPD ↗ · 206-464-5100

$12.18BRegulatory AUM
96Advisory reps
169Employees
0Clients
More than 500Planning clients
3Private funds
26States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
January 2026 — LNW moved its main office from SAN FRANCISCO, CA to SEATTLE, WA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
January 2026 — LNW notice-filed in AK, AZ, ID, MI, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
January 2026 — LNW reported RAUM up 60% ($7.66B -> $12.23B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
January 2026 — LNW grew from 58 to 93 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — LNW notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — LNW notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — LNW grew from 47 to 62 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
February 2024 — WETHERBY ASSET MANAGEMENT is now doing business as LNW.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.