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DGS CAPITAL MANAGEMENT

JERSEY CITY, NJ · CRD 281938 · IAPD ↗ · dgs.capital · 646-992-4370

$1.05BRegulatory AUM
7Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — DGS CAPITAL MANAGEMENT notice-filed in CA, FL, IL, MA, ME, NC, NH, NJ, NY, OH, TX, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2026 — DGS CAPITAL MANAGEMENT grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2026 — DGS CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($535.5M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2025 — DGS CAPITAL MANAGEMENT notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — DGS CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($446.7M -> $535.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2024 — DGS CAPITAL MANAGEMENT notice-filed in CO, CT, FL, NC, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
April 2024 — DGS CAPITAL MANAGEMENT reported RAUM up 72% ($260.1M -> $446.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.