← Tributary

PEKIN HARDY STRAUSS, INC.

CHICAGO, IL · CRD 107310 · IAPD ↗ · 312-554-7525

$1.55BRegulatory AUM
9Advisory reps
19Employees
2Clients
101-250Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — PEKIN HARDY STRAUSS, INC. added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2026 — PEKIN HARDY STRAUSS, INC. reported RAUM up 36% ($1.14B -> $1.55B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
January 2025 — PEKIN HARDY STRAUSS, INC. notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — PEKIN HARDY STRAUSS, INC. crossed $1B in regulatory AUM ($922.5M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.