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RIA ADVISORS

HOUSTON, TX · CRD 150661 · IAPD ↗ · 281-501-1791

$1.84BRegulatory AUM
17Advisory reps
17Employees
0Clients
1-10Planning clients
0Private funds
38States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — RIA ADVISORS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — RIA ADVISORS now reports custody of client assets ($1.24B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
51
December 2025 — RIA ADVISORS notice-filed in KS, KY, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — RIA ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2024 — RIA ADVISORS notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.