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GFG SOLUTIONS

ORLANDO, FL · CRD 328988 · IAPD ↗ · gfgsolutions.com · (407) 627-0091

$151.1MRegulatory AUM
6Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2025 — GFG SOLUTIONS (ORLANDO, FL) left the SEC roster (was $151.1M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
June 2024 — GFG SOLUTIONS notice-filed in CA, DE, MI, TN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — GFG SOLUTIONS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — GFG SOLUTIONS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.