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UBS HEDGE FUND SOLUTIONS

STAMFORD, CT · CRD 131034 · IAPD ↗ · ubs.com · 203-719-1428

$39.19BRegulatory AUM
73Advisory reps
81Employees
0Clients
n/aPlanning clients
28Private funds
3States
69Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2024 — UBS HEDGE FUND SOLUTIONS (STAMFORD, CT) left the SEC roster (was $39.19B RAUM, 73 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — UBS HEDGE FUND SOLUTIONS's Item 11 disclosure-reporting entries rose by 6 (63 -> 69).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.