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THE NORDEN GROUP LLC

PROVO, UT · CRD 323988 · IAPD ↗ · 801-331-5511

$1.97BRegulatory AUM
20Advisory reps
30Employees
0Clients
11-25Planning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
June 2025 — THE NORDEN GROUP LLC notice-filed in MI, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
79
March 2025 — THE NORDEN GROUP LLC grew from 12 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
March 2025 — THE NORDEN GROUP LLC crossed $1B in regulatory AUM ($987.2M -> $1.74B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
August 2024 — THE NORDEN GROUP LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
June 2024 — THE NORDEN GROUP LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
June 2024 — THE NORDEN GROUP LLC notice-filed in AL, AR, HI, IL, IN, MA, MO, NC, NM, PA, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — THE NORDEN GROUP LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2024 — THE NORDEN GROUP LLC now reports custody of client assets ($561.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.