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SCHWAB WEALTH ADVISORY, INC.

SAN FRANCISCO, CA · CRD 159035 · IAPD ↗ · 415-667-7000

$0Regulatory AUM
1375Advisory reps
1457Employees
168774Clients
More than 500Planning clients
0Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
June 2026 — SCHWAB WEALTH ADVISORY, INC.'s Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2026 — SCHWAB WEALTH ADVISORY, INC. moved its main office from LONE TREE, CO to SAN FRANCISCO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2026 — SCHWAB WEALTH ADVISORY, INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2026 — SCHWAB WEALTH ADVISORY, INC. added office(s): 97 -> 198 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
April 2026 — SCHWAB WEALTH ADVISORY, INC. grew from 987 to 1375 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
January 2026 — SCHWAB WEALTH ADVISORY, INC. moved its main office from SAN FRANCISCO, CA to LONE TREE, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2025 — SCHWAB WEALTH ADVISORY, INC. added office(s): 67 -> 97 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
April 2025 — SCHWAB WEALTH ADVISORY, INC. grew from 898 to 987 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
July 2024 — SCHWAB WEALTH ADVISORY, INC.'s Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
April 2024 — SCHWAB WEALTH ADVISORY, INC.'s Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
80
April 2024 — SCHWAB WEALTH ADVISORY, INC. grew from 801 to 898 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.