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MILL CAPITAL MANAGEMENT, LLC

CONCORD, NC · CRD 312798 · IAPD ↗ · millcapitalmgmt.com · 980-494-6455

$1.49BRegulatory AUM
3Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — MILL CAPITAL MANAGEMENT, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — MILL CAPITAL MANAGEMENT, LLC notice-filed in NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — MILL CAPITAL MANAGEMENT, LLC now reports custody of client assets ($814.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.