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WALLEYE CAPITAL LLC

WAYZATA, MN · CRD 161413 · IAPD ↗ · walleyecapital.com · 952-345-5200

$52.11BRegulatory AUM
138Advisory reps
380Employees
0Clients
0Planning clients
5Private funds
1States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — WALLEYE CAPITAL LLC shrank from 147 to 138 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2025 — WALLEYE CAPITAL LLC moved its main office from PLYMOUTH, MN to WAYZATA, MN.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
April 2025 — WALLEYE CAPITAL LLC shrank from 192 to 147 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — WALLEYE CAPITAL LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
54
April 2025 — WALLEYE CAPITAL LLC reported RAUM up 49% ($31.70B -> $47.29B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2024 — WALLEYE CAPITAL LLC added office(s): 7 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2024 — WALLEYE CAPITAL LLC reported RAUM up 168% ($11.85B -> $31.70B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — WALLEYE CAPITAL LLC grew from 70 to 192 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.