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AVIANCE CAPITAL PARTNERS LLC

NAPLES, FL · CRD 146597 · IAPD ↗ · 239-598-4747

$1.13BRegulatory AUM
6Advisory reps
11Employees
1Clients
51-100Planning clients
0Private funds
20States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — AVIANCE CAPITAL PARTNERS LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — AVIANCE CAPITAL PARTNERS LLC crossed $1B in regulatory AUM ($971.0M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2025 — AVIANCE CAPITAL PARTNERS LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — AVIANCE CAPITAL PARTNERS LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — AVIANCE CAPITAL PARTNERS LLC reported RAUM up 54% ($632.3M -> $971.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
June 2024 — AVIANCE CAPITAL PARTNERS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2024 — AVIANCE CAPITAL PARTNERS LLC notice-filed in IL, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — AVIANCE CAPITAL PARTNERS LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.