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MIDDLETON & COMPANY INC.

BOSTON, MA · CRD 104549 · IAPD ↗ · middletonco.com · (617)357-5101

$1.23BRegulatory AUM
7Advisory reps
16Employees
0Clients
n/aPlanning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — MIDDLETON & COMPANY INC. notice-filed in CO, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — MIDDLETON & COMPANY INC. crossed $1B in regulatory AUM ($895.2M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
49
February 2024 — MIDDLETON & COMPANY INC. notice-filed in NC, NJ, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.