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ASHTON THOMAS PRIVATE WEALTH

SCOTTSDALE, AZ · CRD 153902 · IAPD ↗ · 602-732-4745

$6.01BRegulatory AUM
63Advisory reps
93Employees
0Clients
26-50Planning clients
0Private funds
37States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — ASHTON THOMAS PRIVATE WEALTH reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
69
April 2026 — ASHTON THOMAS PRIVATE WEALTH reported RAUM up 48% ($4.05B -> $6.01B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — ASHTON THOMAS PRIVATE WEALTH grew from 35 to 63 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
March 2026 — ASHTON THOMAS PRIVATE WEALTH notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
January 2026 — ASHTON THOMAS PRIVATE WEALTH added office(s): 23 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
December 2025 — ASHTON THOMAS PRIVATE WEALTH notice-filed in PA, SD, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2025 — ASHTON THOMAS PRIVATE WEALTH notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2025 — ASHTON THOMAS PRIVATE WEALTH notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2025 — ASHTON THOMAS PRIVATE WEALTH's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
April 2025 — ASHTON THOMAS PRIVATE WEALTH notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — ASHTON THOMAS PRIVATE WEALTH shrank from 55 to 35 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — ASHTON THOMAS PRIVATE WEALTH added office(s): 22 -> 23 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — ASHTON THOMAS PRIVATE WEALTH reported RAUM up 40% ($2.89B -> $4.05B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
August 2024 — ASHTON THOMAS PRIVATE WEALTH grew from 47 to 55 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
June 2024 — ASHTON THOMAS PRIVATE WEALTH added office(s): 20 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — ASHTON THOMAS PRIVATE WEALTH reported RAUM up 44% ($2.00B -> $2.89B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
April 2024 — ASHTON THOMAS PRIVATE WEALTH grew from 37 to 47 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2024 — ASHTON THOMAS PRIVATE WEALTH notice-filed in CT, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2024 — ASHTON THOMAS PRIVATE WEALTH added office(s): 17 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.