← Tributary

WELLINGTON INVESTMENT ADVISORS

BLOOMINGTON, IN · CRD 283853 · IAPD ↗ · wellingtoninvestmentadvisors.com · 812-333-0874

$261.4MRegulatory AUM
9Advisory reps
10Employees
1Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
April 2026 — WELLINGTON INVESTMENT ADVISORS grew from 5 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
April 2024 — WELLINGTON INVESTMENT ADVISORS notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — WELLINGTON INVESTMENT ADVISORS reported RAUM up 26% ($148.2M -> $187.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.