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NEUBERGER BERMAN BD LLC

NEW YORK, NY · CRD 2908 · IAPD ↗ · nb.com · 212-476-9000

$0Regulatory AUM
775Advisory reps
1087Employees
0Clients
n/aPlanning clients
0Private funds
50States
1Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

70
April 2026 — NEUBERGER BERMAN BD LLC grew from 610 to 775 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — NEUBERGER BERMAN BD LLC shrank from 695 to 610 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
November 2024 — NEUBERGER BERMAN BD LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — NEUBERGER BERMAN BD LLC grew from 618 to 695 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.