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PENNINGTON PARTNERS & CO., LLC

BETHESDA, MD · CRD 282688 · IAPD ↗ · pennington.addepar.com · 202-370-6435

$5.09BRegulatory AUM
10Advisory reps
36Employees
0Clients
26-50Planning clients
10Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PENNINGTON PARTNERS & CO., LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — PENNINGTON PARTNERS & CO., LLC shrank from 15 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2026 — PENNINGTON PARTNERS & CO., LLC reported RAUM up 29% ($3.95B -> $5.09B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2025 — PENNINGTON PARTNERS & CO., LLC reported RAUM up 33% ($2.97B -> $3.95B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
77
April 2025 — PENNINGTON PARTNERS & CO., LLC grew from 8 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — PENNINGTON PARTNERS & CO., LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
74
April 2024 — PENNINGTON PARTNERS & CO., LLC reported RAUM up 75% ($1.70B -> $2.97B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.