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TAR RIVER WEALTH PLANNING, LLC

LOUISBURG, NC · CRD 328530 · IAPD ↗ · tarriverwealthplanning.com · 919-496-1511

$401.2MRegulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
May 2024 — TAR RIVER WEALTH PLANNING, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
May 2024 — TAR RIVER WEALTH PLANNING, LLC reported RAUM up 49% ($220.2M -> $328.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — TAR RIVER WEALTH PLANNING, LLC notice-filed in AL, CA, FL, GA, MD, OR, SC, TN, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — TAR RIVER WEALTH PLANNING, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.