← Tributary

LAKE STREET ADVISORS

PORTSMOUTH, NH · CRD 288300 · IAPD ↗ · 603-610-4100

$3.11BRegulatory AUM
22Advisory reps
45Employees
7Clients
51-100Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — LAKE STREET ADVISORS (PORTSMOUTH, NH) left the SEC roster (was $3.11B RAUM, 22 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
75
April 2024 — LAKE STREET ADVISORS now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.