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NEW ENGLAND ASSET MANAGEMENT, INC.

FARMINGTON, CT · CRD 105900 · IAPD ↗ · 860-676-8722

$111.72BRegulatory AUM
56Advisory reps
122Employees
17Clients
0Planning clients
3Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

77
April 2025 — NEW ENGLAND ASSET MANAGEMENT, INC. grew from 49 to 56 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — NEW ENGLAND ASSET MANAGEMENT, INC. notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
77
April 2024 — NEW ENGLAND ASSET MANAGEMENT, INC. grew from 42 to 49 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.