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NORTH PIER FIDUCIARY MANAGEMENT, LLC

MARINA DEL REY, CA · CRD 148128 · IAPD ↗ · npier.com · 800-403-7065

$1.28BRegulatory AUM
5Advisory reps
15Employees
36Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
May 2026 — NORTH PIER FIDUCIARY MANAGEMENT, LLC notice-filed in CA, NV, TX, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
May 2026 — NORTH PIER FIDUCIARY MANAGEMENT, LLC now reports custody of client assets ($8.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2026 — NORTH PIER FIDUCIARY MANAGEMENT, LLC shrank from 10 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
December 2025 — NORTH PIER FIDUCIARY MANAGEMENT, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — NORTH PIER FIDUCIARY MANAGEMENT, LLC reported RAUM down 32% ($1.52B -> $1.03B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
63
April 2024 — NORTH PIER FIDUCIARY MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
76
April 2024 — NORTH PIER FIDUCIARY MANAGEMENT, LLC grew from 4 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.