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CETERA ADVISORS LLC

GREENWOOD VILLAGE, IL · CRD 10299 · IAPD ↗ · cetera.com · 310-257-7880

$21.99BRegulatory AUM
997Advisory reps
1138Employees
3396Clients
More than 500Planning clients
0Private funds
53States
38Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2024 — CETERA ADVISORS LLC (GREENWOOD VILLAGE, IL) left the SEC roster (was $21.99B RAUM, 997 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — CETERA ADVISORS LLC moved its main office from GREENWOOD VILLAGE, CO to GREENWOOD VILLAGE, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
85
April 2024 — CETERA ADVISORS LLC grew from 947 to 997 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.