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SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.

NEW YORK, NY · CRD 133827 · IAPD ↗ · 212-421-6800

$8.17BRegulatory AUM
11Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
1States
33Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2025 — SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.'s Item 11 disclosure-reporting entries rose by 5 (28 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
63
April 2025 — SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.'s Item 11 disclosure-reporting entries rose by 4 (24 -> 28).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
62
April 2024 — SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.