← Tributary

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT

· CRD 141634 · IAPD ↗ · tginvesting.com · 209-536-9734

$93.6MRegulatory AUM
2Advisory reps
2Employees
0Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT (location n/a) left the SEC roster (was $93.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT reported RAUM down 28% ($130.7M -> $93.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
December 2024 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2024 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT changed its website from tweddellgoldberg.com to tginvesting.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
46
April 2024 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT notice-filed in ID, MA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2024 — TWEDDELL GOLDBERG INVESTMENT MANAGEMENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.