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PATHWAY CAPITAL MANAGEMENT, LP

IRVINE, CA · CRD 108016 · IAPD ↗ · pathwaycapital.com · 949-622-1000

$97.82BRegulatory AUM
88Advisory reps
248Employees
1Clients
n/aPlanning clients
103Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — PATHWAY CAPITAL MANAGEMENT, LP notice-filed in IL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — PATHWAY CAPITAL MANAGEMENT, LP added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — PATHWAY CAPITAL MANAGEMENT, LP grew from 83 to 88 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — PATHWAY CAPITAL MANAGEMENT, LP notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
83
April 2025 — PATHWAY CAPITAL MANAGEMENT, LP grew from 70 to 83 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — PATHWAY CAPITAL MANAGEMENT, LP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.