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SOVEREIGN'S CAPITAL MANAGEMENT, LLC

ATLANTA, GA · CRD 301879 · IAPD ↗ · sovereignscapital.com · 404-260-2798

$1.28BRegulatory AUM
27Advisory reps
37Employees
1Clients
n/aPlanning clients
25Private funds
23States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
December 2025 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2025 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC notice-filed in AL, CA, FL, IL, IN, KY, LA, MD, MI, MN, MO, NH, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($867.2M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
38
December 2024 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC reported RAUM up 54% ($563.2M -> $867.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — SOVEREIGN'S CAPITAL MANAGEMENT, LLC grew from 25 to 30 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.