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MILLENNIUM MANAGEMENT LLC

NEW YORK, NY · CRD 158117 · IAPD ↗ · mlp.com · 212-841-4100

$720.85BRegulatory AUM
3055Advisory reps
6670Employees
0Clients
0Planning clients
10Private funds
32States
9Disclosures
fundSegment
ApprovedSEC status

Filing changes

34
April 2026 — MILLENNIUM MANAGEMENT LLC notice-filed in ME, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — MILLENNIUM MANAGEMENT LLC reported RAUM up 26% ($571.11B -> $720.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — MILLENNIUM MANAGEMENT LLC grew from 2892 to 3055 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
36
April 2025 — MILLENNIUM MANAGEMENT LLC notice-filed in LA, MI, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — MILLENNIUM MANAGEMENT LLC added office(s): 77 -> 84 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — MILLENNIUM MANAGEMENT LLC grew from 2660 to 2892 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
March 2025 — MILLENNIUM MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2024 — MILLENNIUM MANAGEMENT LLC added office(s): 75 -> 77 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2024 — MILLENNIUM MANAGEMENT LLC notice-filed in KY, MO, MT, NV, RI, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — MILLENNIUM MANAGEMENT LLC reported RAUM up 30% ($390.62B -> $505.94B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — MILLENNIUM MANAGEMENT LLC grew from 2400 to 2660 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.