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ST. JAMES INVESTMENT ADVISORS, LLC

PORT JEFFERSON, NY · CRD 283880 · IAPD ↗ · stjamesia.com · (631) 979-6520

$511.5MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — ST. JAMES INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($46.5M -> $511.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
42
March 2025 — ST. JAMES INVESTMENT ADVISORS, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — ST. JAMES INVESTMENT ADVISORS, LLC reported RAUM down 32% ($68.7M -> $46.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
March 2025 — ST. JAMES INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
46
April 2024 — ST. JAMES INVESTMENT ADVISORS, LLC notice-filed in CA, PA, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.