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ARMSTRONG, FLEMING & MOORE, INC.

WASHINGTON, DC · CRD 107347 · IAPD ↗ · 202-887-8135

$1.27BRegulatory AUM
17Advisory reps
27Employees
7Clients
26-50Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ARMSTRONG, FLEMING & MOORE, INC. notice-filed in CO, ME, NJ, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — ARMSTRONG, FLEMING & MOORE, INC. now reports custody of client assets ($499.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2024 — ARMSTRONG, FLEMING & MOORE, INC. crossed $1B in regulatory AUM ($876.9M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.